Regulatory Compliance Fundamentals

Name: Regulatory Compliance Fundamentals
Rating: 4 (2 reviews)

M.L. Humphrey

јан 2020. · Regulatory Compliance Essentials 1. књига · M.L. Humphrey

4,0

2 recenzije

E-knjiga

102

Stranica

Ispunjava uslove

Ocene i recenzije nisu verifikovane Saznajte više

O ovoj e-knjizi

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.

In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy to understand manner.

If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.

keywords: regulatory compliance, financial services regulation, AML, OFAC, broker-dealer, how to comply with regulatory requirements, compliance program, reputational risk, business ethics

Ocene i recenzije

4,0

2 recenzije

O autoru

M.L. Humphrey is a former stockbroker with a degree in Economics from Stanford and an MBA from Wharton who has spent close to twenty years as a regulator and consultant in the financial services industry.

Ocenite ovu e-knjigu

Javite nam svoje mišljenje.

Informacije o čitanju

Pametni telefoni i tableti

Instalirajte aplikaciju Google Play knjige za Android i iPad/iPhone. Automatski se sinhronizuje sa nalogom i omogućava vam da čitate onlajn i oflajn gde god da se nalazite.

Laptopovi i računari

Možete da slušate audio-knjige kupljene na Google Play-u pomoću veb-pregledača na računaru.

E-čitači i drugi uređaji

Da biste čitali na uređajima koje koriste e-mastilo, kao što su Kobo e-čitači, treba da preuzmete fajl i prenesete ga na uređaj. Pratite detaljna uputstva iz centra za pomoć da biste preneli fajlove u podržane e-čitače.

Prijavite nezakonit sadržaj